The environment
The global regulatory developments – in particular in EU countries – result in the fact that all financial intermediaries in Switzerland regularly have to deal with continuously changing supervisory framework conditions.
As specialists on the subjects of the Banking Act (BA), the Collective Investment Schemes Act (CISA), the Stock Exchange Act (SESTA) and the Anti Money Laundering Act (AMLA), we advise banks and securities dealers, fund management companies, fund companies, custodian banks, representatives of foreign collective investment schemes, asset managers of collective investment schemes and distributors, among others.
Expertise and intact relations both with the supervisory authority, the Swiss Financial Market Supervisory Authority FINMA and with professional organisations such as the Swiss Funds Association (SFA) allow for optimal client support.
